Misaki Sato, a trading and compliance expert. She graduated from the London School of Economics with a major in Finance and Law, with dual qualifications as an International Certified Compliance Division (CCO) and a Chartered Financial Analyst (CFA). He has been engaged in trading and compliance at JPMorgan London headquarters for eight years, and participated in the formulation and improvement of a number of global trading compliance systems to ensure the company's compliance operations in a complex international financial market environment.
During her stay at JPMorgan Chase, Sato led a number of major transaction compliance events. With her professional legal knowledge and rich trading experience, she successfully defused risks and maintained the reputation and interests of the company. In 2016, she joined SWP, responsible for the compliance management of the company's trading business. She has established a set of perfect transaction compliance monitoring system, for real-time monitoring and risk early warning of every transaction of the company, to ensure that the company's trading activities are legal and compliant. With her efforts, SWP has maintained a record of zero violations in transaction compliance and won high recognition from regulators and clients.